SEC Approval Opens the Door to Event-Based Trading in the Securities Markets
Prediction-market-style trading is entering the securities markets. On October 13, the Securities and Exchange Commission (SEC) approved...
FCA Finalises Guidance on the Prudential Overall Risk Assessment for Cryptoasset Firms
The Financial Conduct Authority (FCA) has published two sets of finalised non-Handbook guidance on COREPRU 7 (FG26/9) and CRYPTOPRU 7 (
The CFTC Sets its Sights on Retail Leveraged Crypto Transactions
The Commodity Futures Trading Commission (CFTC) has taken another significant step towards developing a broader federal regulatory...
UK Regulators Publish Tokenisation Feedback Statement and Call for Input
The UK Financial Conduct Authority (FCA) and the Bank of England (BoE) (together, the Regulators) have published a joint Feedback...
What evidence could your firm produce today to evidence that “all” reasonable steps have been taken to prevent sexual harassment?
Alongside the new FCA’s non-financial misconduct rules, which significantly expand conduct standards across the regulated financial...
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