FINRA Considers Substantial Changes to Enforcement Program
On June 30, the Financial Industry Regulatory Authority (FINRA) released a report (Report) prepared by two outside experts tasked with...
Predictable: ESMA Clarifies Application of Binary Options Rules to Event Contracts and Prediction Markets
Event contracts, and the prediction markets on which they trade, have seen a sharp rise in popularity in recent years, attracting growing...
UK Consumer Duty: FCA Consults on Scope and Proportionality
The Consumer Duty, which came into force in July 2023, is viewed by the FCA as a cornerstone of retail financial services regulation in...
FCA Publishes Landmark Policy Statements Finalising the UK’s Cryptoasset Regulatory Regime
On 30 June 2026, the Financial Conduct Authority (FCA) published a comprehensive suite of policy statements setting out final rules and...
Eight Takeaways From My Conversation with the SEC Crypto Task Force’s Chief Counsel
At the Crypto with Katten symposium on June 3, I had the opportunity to sit down with Taylor Lindman, Chief Counsel of the Securities and...
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